Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. 4 Models for the Chief Compliance Officer Role. Monday through Friday. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. John B. Owen Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Gartner Terms of Use 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Nix will report to Tara Plimpton, chief legal officer for the bank. Gartner Terms of Use Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Corporate Banking Division Head. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. During this period, he served in line management positions in manufacturing, distribution and sales. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Internet Explorer presents a security risk. Additional information about Regions and its full line of products and services can be found at www.regions.com. Embed controls to reduce risk in a hybrid work environment. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Prior to that role he was Head of Strategic and Corporate planning. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He joined Assurant as senior vice president of Information Technology. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Scott M. Peters She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. 81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn He began his career in information systems with McDonnell-Douglas. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Mehlman received her bachelors degree from Cornell University. Chief Human Resources Officer. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Logan M. Pichel Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Andrew Nix will join Regions as chief governance officer on March 17. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Head of Consumer Banking Group. Executive Vice President Andrew Nix will join Regions as chief governance officer on March 17. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. John Turner is president and chief executive officer of Regions Financial Corporation. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. By Jeremy King | February 9, 2021. Keenan earned a bachelors degree in Political Science from Furman University. Regions Bank Names Andrew Nix as Chief Governance Officer Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Jeremy D. King Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Dana W. Nolan Senior Executive Vice President This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Regions provides links to other websites merely and strictly for your convenience. In addition, Nolan oversees competitive and strategic analysis. William D. Ritter Senior Executive Vice President He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Head of Corporate Responsibility and Community Engagement. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Danella earned a bachelors degree in Economics and English from Vanderbilt. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Regions' new chief transformation officer has expansive mandate for the Southeastern Chapter of the Society for Corporate Governance. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Nix commits much of his time to community engagement and professional organizations. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Youre about to leave Regions to use an external site. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. The solution? In 2006, he led the HR integration during the Regions/AmSouth merger. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Regions Bank names Maynard attorney Andrew Nix chief governance officer The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. All rights reserved. He began his career at Crestar Mortgage. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. He is a member of the Executive Leadership Team. Senior Executive Vice President BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Senior Executive Vice President Questions about becoming a Gartner client? Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. You should consult privacy disclosures at the linked website for further information. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Senior Executive Vice President Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. She leads all institutional, retail and fixed income investor relations functions. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com He is also a member of the United Ways Tocqueville Society. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. In addition, he helped large banks build out their big data and data science roadmaps. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Additional information about Regions and its full line of products and services can be found at www.regions.com. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Senior Executive Vice President 2023 Regions Bank. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. and Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer May 27, 2022, 1:30 p.m. EDT 3 Min Read. Hope D.Mehlman He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Brett D. Couch Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. and A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 He leads the company's Executive Leadership Team. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. jsbacContactjsbacContact Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. February 9, 2021. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. 8 a.m. 5 p.m. GMT Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Regions Financial's Chief Operating Officer John Owen to retire Prior to assuming her current role, she was named associate director of investor relations in 2010. Senior Executive Vice President Head of Commercial Banking. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com .